Broker Check

Your path to financial independence

 

Team

 
Over 30 years of experience in the Financial Services Industry. A Registered Principal, Financial Advisor, and OSJ Manager for Securities America, Inc., & President, Iron Point Financial Advisors, Inc. Possesses a wealth of knowledge...

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Entered Financial Services in 1985. President, Wealth Management and Insurance Services, Inc. Earned designations of Chartered Financial Consultant & Chartered Life Underwriter from the American College. Bachelor of Arts Degree from...

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Joel Hemmings

Chief Compliance Officer/Registered Principal

(916) 932-4101

Entered Financial Services in 1994. Bachelor of Arts Degree in Communications from California State University Sacramento. Holds FINRA Series 4,6,7,24,31,53,63, and 65 Securities Licenses. A registered Principal and OSJ Manager for...

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Blaine Matteoni

OSJ Office Manager and Business Processor

(916) 932-4101

OSJ Office Manager and Business Processor. Prior Life, Health & Disability Agent with seven years of sales and service experience. Twenty-two years of office management experience in the U.S. Marine Corps, Non-Profit and Corporate...

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Kathryn Christensen

Registered Office Assistant/Assistant to Rob Santoriello & Nick Weber

(916) 932-4101

Entered Financial Services in 2006. Holds FINRA Series 6, 63 & 65. CA Insurance 0G27916. Kathryn is a California native, but has traveled around the world and lived in Papua New Guinea for 13 years with her family. She is married to...

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Alissa Couchman

OSJ Office Assistant

(916) 932-4101

OSJ Office Assistant. Seven years customer service experience. Member of Iron Point Financial Advisors, Inc. since 2014. SPECIALIZING IN: Client Data Bases Management, Business Processing, Special Projects, and In-Person & Phone...

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Michael Baird

Registered Representative

(650) 597-1072

BRANCH OFFICE: 990 Industrial Road, Suite 210, San Carlos, CA 94070

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Brian Bannister

Registered Representative

(916) 536-2972

BRANCH OFFICE: 7844 Madison Avenue, Suite 150, Fair Oaks, CA 95628

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Rod Bannister

Registered Representative

(916) 536-2972

BRANCH OFFICE: 7844 Madison Avenue, Suite 150, Fair Oaks, CA 95628

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Angel Aguinaldo

Registered Representative

(818) 949-7337

BRANCH OFFICE: 2326 Flintridge Drive, Glendale, CA 91206

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Arnold Beck, Jr.

Registered Representative

(916) 985-9559

Arnie Beck founded Financial Management Associates (FMA) in April, 1980 and incorporated on October 28, 2002. As President of FMA, Arnie is responsible for managing the business activities of the company. A 1969 graduate of California...

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Kathleen Bing

Registered Representative

(619) 300-1269

Kathleen Bing joined Securities America in 2009. As a Registered Representative, Kathleen brings nearly 20 years of experience in Financial Services and a comprehensive, well rounded focus to her clients’ needs. Rather than a...

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James Bralley

Registered Representative

(916) 536-2972

BRANCH OFFICE: 7844 Madison Avenue, Suite 150, Fair Oaks, CA 95628

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Charles Carter

Registered Representative

(925) 575-7011

BRANCH OFFICE: 4115 Blackhawk Plaza Circle, Suite 100, Danville, CA 94506

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Christian takes a personal approach in his financial planning practice. He specializes in Retirement income planning, 403B & 401k Management; Behavioral Financial Coaching; Life & Long Term Care Insurance. A 1993 graduate of the...

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Gabrielle Comfoltey

Registered Representative

(925) 415-5298

Entered Financial Services in 2000. Earned a BA in Geography from Simon Fraser University, Canada. Currently working towards a Certified Financial PlannerTM Designation. President, Comfoltey Financial Services. A Registered...

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Fred Croy

Registered Representative

(916) 573-2010

Fred has extensive experience within the business industry. Among other business ventures, he owned and operated seven restaurant venues. In addition he is the Past District Governor of Rotary International (District 5180, 2000/01)....

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Teri Glaspy

Registered Representative

(916) 573-2010

BRANCH OFFICE: 2140 Professional Drive, Suite 105, Roseville, CA 95661

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John Hartman

Registered Representative

(916) 631-6889

Entered Financial Services industry in 1987 as founder of John Hartman & Associates. Credentialed as a Chartered Life Underwriter (CLU), Chartered Financial Consultant (ChFC), Registered Health Underwriter (RHU) and Registered Employee...

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Matthew Hefner

Registered Representative

(707) 693-8200

BRANCH OFFICE: 125 N. Lincoln Street, Suite E, Dixon, CA 95620

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Edward Hendricks

Registered Representative

(775) 674-6000

Entered Financial Services industry in 1977. Earned designation of Life Underwriter Training Counsel Fellow 1984. Associates of Arts in criminal Justice 1976, Western Nevada Community College, University of Nevada, Reno system....

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Nancy High

Registered Representative

(360) 629-0335

Nancy S. High has over 30 years experience in the investment industry ranging from banking, investment operations, asset management and now as owner of NSH Retirement Strategies. BRANCH OFFICE: 26231 72nd Ave. NW, Suite 101, Stanwood,...

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Fred Hymans

Registered Representative

(916) 486-4429

BRANCH OFFICE: 1900 Point West Way, Suite 274, Sacramento, CA 95815

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Greg Jacobs

Registered Representative

(775) 674-6000

Entered the Insurance and Financial Services industry in March 0f 2000. Bachelor of Science Degree from University of Utah in exercise physiology and is also a certified Athletic Trainer. Currently working towards designation as Life...

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James Joyce

Registered Representative

(707) 693-8200

BRANCH OFFICE: 125 N. Lincoln Street, Suite E, Dixon, CA 95620

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John Joyce

Registered Representative

(916) 932-4101

BRANCH OFFICE: 1110 Iron Point Road, Suite 160, Folsom, CA 95630

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Kenneth "KC" Krichbaum

Registered Representative

(775) 674-6000

BRANCH OFFICE: 190 W. Huffaker Lane #403, Reno, NV 89511

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Marc Kriessmann

Registered Representative

(650) 583-8815

Marc is Managing Director of Hatch Retirement Services. Beyond wealth management, the “Hatch Plan” incorporates advance planning for the important health, family and lifestyle decisions that inevitably arise through the...

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Rashida Lilani

Registered Representative

(916) 782-7752

Early in her career, Rashida realized that if she truly wanted to make a difference in her clients’ lives, she had to be a specialist and work with a smaller segment of individuals. With her personal experiences as a single mom,...

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Michael Long

Registered Representative

(707) 823-3332

BRANCH OFFICE: 7224 Healdsburg Avenue, Sebastopol, CA 95472

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Matthew Lopez

Registered Representative

(916) 932-4101

BRANCH OFFICE: 3108 Ponte Morino Drive #220, Cameron Park, CA 95682

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Katheryne McMillan

Registered Representative

(360) 275-9693

BRANCH OFFICE: 575 E Mason Lake Drive S, Grapeview, WA 98546

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Marc Miner

Registered Representative

(916) 859-0360

Marc Miner is a Certified Financial Planner™ professional and has been working in the financial services industry since 1995. He earned a Bachelor of Science from the University of California at Davis where he was also a member...

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Roger Morrison

Registered Representative

(949) 366-4120

Roger Morrison is a 2nd generation Californian. Graduated from UCLA with a business degree in finance and a commission as a Supply Officer in the US Navy. My financial services career started with Dean Witter. Over the years I have...

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Robert Motley

Registered Representative

(916) 536-2972

BRANCH OFFICE: 7844 Madison Avenue, Suite 150, Fair Oaks, CA 95628

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Patrick Pillsbury

Registered Representative

(530) 893-2685

Entered Financial Services in 1977. Earned designations of Chartered Life Underwriter and Chartered Financial Consultant Professional. Business Administration Degree from California State University, Chico. Past President of the North...

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Brian Rambo

Registered Representative

(209) 477-8800

BRANCH OFFICE: 3031 W. March Lane #212W, Stockton, CA 95219

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Thomas Rambo

Registered Representative

(209) 951-5300

BRANCH OFFICE: 3031 W. March Lane #212W, Stockton, CA 95219

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Ronald Riggan

Registered Representative

(916) 217-3311

BRANCH OFFICE: 1038 Matt Drive, Napa, CA 94558

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Ronald Roach

Registered Representative

(925) 746-7777

With 27 years of experience in the accounting industry, Ronald J. Roach Accountancy Corporation has been providing quality, personalized financial guidance to local individuals and businesses. Ronald J. Roach Accountancy Corporation's...

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LaRue Rocha

Registered Representative

(530) 223-5555

BRANCH OFFICE: 448 Redcliff Drive, Suite 213, Redding, CA 96002

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Kathleen Rzeplinski

Registered Representative

(707) 937-4109

BRANCH OFFICE: 11000 Wildwood Lane, Mendocino, CA 95460

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Henry J. Sandigo

Registered Representative

(530) 677-3490

Henry Sandigo entered the Tax and Financial Services Indsutry in 1988. Managing Partner and Founder of HJS Consulting, LLC, a Tax Practice. US Department of Treasury Enrolled Agent. A Registered Tax Preparer with the California Tax...

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Kenneth Stamey

Registered Representative

(707) 693-8200

Entered Financial Services in 1984. President, PRJ Insurance Marketing, Inc. Member, National Association of Financial Advisors. A Registered Representative and Investment Advisor Representative. CA Insurance License #0679857 www...

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Jerry Sullivan

Registered Representative

(707) 474-9437

Jerry became a financial advisor in order to provide solid, sound advice to the average investor. In today's automated world, he is adamant that nothing can replace the human touch when providing that advice. For that reason he strives...

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Mark Swartz

Registered Representative

(925) 244-0224

Entered Financial Services industry almost two decades ago. Bachelor of Arts degree from University of Wisconsin in Business Administration. Founder of Mark Swartz Investment Services. Member of Alameda Friendly Visitors, a volunteer...

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Kirk Tang

Registered Representative

(808) 943-2005

BRANCH OFFICE: 826 Kaheka Street, Suite 301, Honolulu, HI 96814

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James Tintinger

Registered Representative

(916) 932-4101

Entered Financial Services in 1991. Bachelor of Science Degree from California State University, Sacramento in Business Administration specialization in Finance and Financial Planning. A Registered Representative and Investment Advisor...

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Olga Vasilenko

Registered Representative

(916) 932-2174

BRANCH OFFICE: 101 Parkshore Drive, Folsom, CA 95630

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John Weaver

Registered Representative

(831) 722-3625

John Weaver was raised in Aptos and is an Aptos High School Graduate. He earned a Bachelor of Science Degree in Business Management from University of Phoenix. While at Charles Schwab he obtained his Series 7 and 66 licenses in 1999....

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Nick Weber

Registered Representative

(916) 932-4101

Nick Weber holds the Certified Financial Planner™ designation and is a Chartered Retirement Plan Specialist®. His financial planning career began in 2007. He has a wealth of experience advising high net worth individuals and...

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Timothy Wong

Registered Representative

(626) 856-3120

BRANCH OFFICE: 1031 S. Glendora Avenue, West Covina, CA 91790

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Ben Yohanan II

Registered Representative

(650) 583-8815

Ben is President of Hatch Retirement Services. He began his career in financial services in 1991 specializing in retirement plans such as 401(k), 403(b), IRAs, to name a few; he now is the principal of the firm his father started in...

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Ben Young

Registered Representative

(530) 677-6001

Ben has grown into a trusted financial advisor assisting individuals with their financial goals. Ben is truly passionate for advising clients and organizations across the country on the best ways to grow and retain their assets. A...

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Jacob Young

Registered Representative

(831) 722-3625

Jacob Young has been helping clients meet their financial needs since 1996. Jacob learned about the world of investments from his father, who was also a financial planner. After earning his Bachelor of Science degree in International...

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